# Mining And Refining: From Red Dirt To Aluminum

No matter how many syllables you use to say it, aluminum is one of the most useful industrial metals we have. Lightweight, strong, easily alloyed, highly conductive, and easy to machine, cast, and extrude, aluminum has found its way into virtually every industrial process and commercial product imaginable.

Modern life would be impossible without aluminum, and yet the silver metal has been in widespread use only for about the last 100 years. There was a time not all that long ago that aluminum dinnerware was a status symbol, and it was once literally worth more than its weight in gold. The reason behind its one-time rarity lies in the effort needed to extract the abundant element from the rocks that carry it, as well as the energy to do so. The forces that locked aluminum away from human use until recently have been overcome, and the chemistry and engineering needed to do that are worth looking into in our next installment of “Mining and Refining.”

## Pay Dirt

Aluminum is the single most abundant metallic element in the Earth’s crust. But for something that makes up 8% on average of the ground beneath your feet, it’s extremely hard to come by in its elemental form. There are no outcroppings or veins of metallic aluminum to mine; aluminum is almost always found in its various oxide forms, and needs to be chemically liberated to be of any use as an industrial metal.

While aluminum-bearing rocks are widely distributed, there are only a few economically significant deposits of the primary ore of aluminum: bauxite. The exact content of bauxite varies, but it is generally composed of aluminum oxide minerals in association with aluminum hydroxides, clays, quartz, and iron-bearing minerals. Some of the largest and richest deposits of bauxite are located in the tropics, where alternating periods of high temperatures and abundant rainfall are followed by long dry periods.

The chemical weathering that these conditions favor is really the first step in aluminum processing — it breaks the bauxite, which is already a very soft rock, into bite-sized pieces that are easily scooped up. Most bauxite is mined using open-cast mining techniques. The current world leader in bauxite production is Australia, which produces about a quarter of world production. China comes in second, with the West African nation of Guinea coming in third. There are also large deposits of bauxite in Brazil and the Caribbean, mainly in Jamaica.

Because there are only a few places in the world where bauxite is mined, the ore is frequently shipped long distances for further processing. This can end up being a dangerous proposition when the ore is shipped across the ocean because of liquefaction and dynamic separation. Bauxite typically contains a lot of clay, and when exposed to rainwater it can form a quicksand-like suspension that behaves like a liquid. When loaded into the holds of a bulk carrier ship, overly wet bauxite can slosh around and, when coupled with the tendency for the water in the slurry to migrate upward, change the center of gravity of the ship with disastrous results.

## So Close, Yet So Far

Raw bauxite ore must be chemically treated to remove the impurities and make it ready for smelting the aluminum it contains. The Bayer process is almost always used to accomplish this, and consists of cooking large batches of crushed bauxite in a pressure vessel with a solution of caustic soda, or sodium hydroxide. At 150° to 200° C, the aluminum oxides and hydroxides, which are normally insoluble in water, react with the sodium in the sodium hydroxide to form sodium aluminate:

$\bf Al_{2}O_{3} + 2 NaOH \rightarrow 2 NaAlO_{2} + H_{2}O$

This solubilizes the aluminum in the bauxite but not the impurities, which are mainly iron oxides. The insoluble materials, along with excess sodium hydroxide, are filtered off into a waste product called “red mud.” Vast amounts of red mud are produced at bauxite processing plants and stored in lagoons, often formed by flooding played-out bauxite pits when the ore is processed close to where it was mined. The oxides in red mud have economic value, and can be recovered for use in industrial processes that include the recovery of trace amounts of rare earth elements that can be present in the tailings. Red mud can also lead to disaster if it is not properly handled.

The final step in bauxite processing involves precipitating the aluminum in the filtrate and purifying it. This is accomplished by seeding the solution containing the sodium aluminate with highly purified crystals of aluminum hydroxide. This causes aluminum hydroxide crystals to form and drop out of the supersaturated solution:

$\bf \bf 2 H_{2}O + NaAlO_{2} \rightarrow Al(OH)_{3} + Na_{2}CO_{3}$

The crystals of aluminum hydroxide are collected and treated in a high-temperature rotary kiln. In a process called calcination, the aluminum hydroxide is thermally decomposed into pure white crystals of aluminum oxide:

$\bf 2 Al(OH)_{3} \rightarrow Al_{2}O_{3} + 3 H_{2}O$

## Better Smelting Through Chemistry

The next step of processing is to actually smelt the elemental aluminum from the alumina. The process used to accomplish this is the Hall-Héroult process, named after American chemist Charles Martin Hall and French scientist and inventor Paul Héroult, who independently and nearly simultaneously invented the process in 1886. The process basically seeks to undo the oxidative processes of nature that originally locked elemental aluminum into its oxides to form bauxite. It does so electrolytically, and therefore requires access to massive amounts of cheap electricity to be economically viable; this is why aluminum smelters are often located close to hydroelectric dams.

To electrolyze the alumina powder, it first has to be liquefied. Simply melting it isn’t feasible, since it has an outrageously high melting point (2,072° C). The key to the Hall-Héroult process was the discovery of cryolite, a  salt of sodium, aluminum, and fluorine. Cryolite lowers the melting point of alumina to about 900° C, making electrolysis possible. Cryolite occurs naturally but is very rare, being found in only a few places on Earth. Almost all of the cryolite used for aluminum smelting is now produced synthetically.

On an industrial scale, the Hall-Héroult process is carried out at nearly ludicrous levels, with smelting plants so large they can be seen from space. Each steel reaction cell, called a pot, is lined with ceramic and has a graphite cathode at the bottom. The pot is charged with alumina powder and cryolite, and a massive composite anode is lowered into the mix. The anode is made mostly of fused coke with a copper or steel frame to conduct the current needed — hundreds of thousands of amps — to electrolyze the solution.

The electrolysis reaction causes metallic aluminum to form at the anode of each cell. The molten metal is denser than the electrolyte, so droplets sink to the bottom of the pot where they accumulate on the cathode. Pots are run continually, and it takes anywhere from one to three days for enough molten aluminum to accumulate. The liquid metal is tapped off by a siphon, the consumable anodes are swapped out as needed, and another charge is added to the pot.

The aluminum that comes off the pot is about 99% pure aluminum and is generally cast into ingots or bars for further processing. Aluminum at this purity level is mostly used for food containers or as electrical conductors, such as overhead power lines. If higher purity metal is desired, another electrolytic process known as the Hoopes process can bring the purity up to “four-nines” level (99.99%). All metals from 99% pure and up are known as “1000-series” aluminum.

Pure aluminum is generally not that useful industrially, though, so most aluminum is alloyed with other metals to achieve other characteristics. For example, the 2000-series of aluminum is primarily alloyed with copper for strength and toughness, and finds its way into aircraft manufacturing. 3000-series metals, like the 3003 alloy found in ductwork and cooking utensils, are alloyed with manganese for workability. Silicon is alloyed with aluminum to form the 4000 series metals; adding magnesium results in the 6000-series metals like the popular 6061 and 6063 which show up in everything from aluminum extrusions to engine blocks.

## 29 thoughts on “Mining And Refining: From Red Dirt To Aluminum”

1. Severe Tire Damage says:

I love articles like this. Why bauxite you might add? Especially given that aluminum makes up 8 percent of the crust? The problem is that most of that 8 percent is locked up in silicate minerals (like the feldspar in granites and the like). Only where rocks like that have been weathered and the residue has accumulated as bauxite do we have deposits that are economic given current technology for extraction.

Also worth pointing out is that aluminum is one of the most ideal materials for recycling.

1. Brian Andresen says:

Also, do not forget that aluminum processing and refining industries are highly polluting through the generation of h many poly-aromatic hydrocarbons and toxic metals which are released into the air and then deposited all over the environment. From the video you could see that everything in that aluminum refining factory is coated with powdery residues and deposits of side reach compounds.

2. Eric Chapin says:

It’s also much cheaper to recycle aluminum than to extract aluminum from the ground.

2. Steven Wright says:

As an avid follower of plainly difficult, I am very happy to see their content make its way to one of my favorite websites!

1. JohnU says:

Came here to say the same – I love a good disaster investigation, always educational.

3. Michael Avison says:

Nice article thanks. Just a minor point :The second equation is unbalanced. Some carbon appears on the right which was absent on the left.

1. CityZen says:

The author mixed up the two equations (old process vs new process) that are seen in the Wikipedia article https://en.wikipedia.org/wiki/Bayer_process

The old process bubbled carbon dioxide through the solution, but the new process eliminated this step (along with the required cooling step), so the output is then aluminum hydroxide and sodium hydroxide (instead of sodium carbonate).

4. J R Tucker says:

Shouldn’t the first equation be Al2O3 + 2NaOH — 2NaAlO2 + H2O ?

1. Dan Maloney says:

D’oh! Got my two in the wrong place and forgot to balance it to check. Fixed it. Thanks for the heads up.

5. mjrippe says:

Very informative, thank you! I have been learning more about metallurgy of all sorts lately but this definitely had some new info for me.

6. “The electrolysis reaction causes metallic aluminum to form at the anode of each cell.”

Isn’t it the Cathode where Aluminum Ions are reduced to Aluminum?

7. Dave says:

Its spelt “aluminium” and pronounced al-you-min-ium.
Thankyou.
All from Australia.

1. sgall17a says:

“The word was first proposed by Davy in the form alumium, and changed by him to aluminum; but was finally made aluminium to conform to the analogy of sodium, potassium, etc. The form aluminum is in common use in mining, manufacturing, and the trade in the United States; the form aluminium is used with practical uniformity in Great Britain and generally by chemists in the United States”

https://www.merriam-webster.com/words-at-play/aluminum-vs-aluminium

Both forms coined about the same time, maybe aluminum is more “original”?

PS I am also from Australia, and I used to think that the Yanks were wrong.

1. Robert Piston says:

In those parts of the world where “aluminium” is preferred, does one say “aluminia” instead of “alumina”? I wish to be alluminated about this!

1. AwwGeez says:

Errr.. alluminiated, perhaps?

2. Bert says:

Alumina is used for high purity Al2O3 refractory material, at least in Europe.

8. Hirudinea says:

Since aluminum is so abundant in earth could a crop be genetically engineered to precipitate it from the ground?

1. CRJEEA says:

Several grasses form silicate spines on the edges of their leaves, but harvesting grass to extract silica would require an awful lot of raw material for not much end product, not to mention, a lot of processing to obtain it. That’s it counting that we already have a source is easily obtainable. Aluminum doesn’t usually make itself available to plants for absorption in any great quantity. So even if you could make a plant take up aluminium in a viable percentage, you’d probably still need to mine it and feed it to them I’m a more concentrated form. I think a bacterial to refine it might be a better way to go, there are iron amd copper eating bacteria ect. already in the wild, if you were looking at a “non-electrical” way to extract it from its ore. But even pretty rare metals are almost always extracted by some combination of melting and electrolysis these days, there’s a lot of money in that, I’d like to think that would spur innovation, but there’s something to be said for, if it’s not broken, don’t fix it, despite the inefficiencies of the process, at the moment, we just don’t have a viable better way yet.

9. Gregg Eshelman says:

The alloy known as 6351-T6 was used in SCUBA air tanks from when aluminum SCUBA tanks were introduced. That alloy has the unfortunate property of very fast crack propagation. There have been several instances of these tanks exploding, with varying injuries, and deaths.

Most SCUBA shops will refuse to fill any 6351-T6 tank, even after removing the regulator and thoroughly testing for cracks.

What would be an interesting experiment would be to obtain several of those tanks, get them inspected then have crack free ones pumped up to normal pressure for dive use. Then carefully transport them to a safe place – to shoot them.

Why? To see if a 6351-T6 tank could kill a great white shark by exploding in its mouth. There have been many SCUBA tanks to ‘disprove’ that part of “JAWS” but AFAIK everyone who has shot SCUBA tanks has used either steel or 6061-T6 tanks. When the movie was made, aluminum tanks would have been 6351-T6.

1. The Commenter Formerly Known As Ren says:

Isn’t there a new generation of Mythbusters?

10. JohnU says:

Can I request an article on how to choose the right alloy for a given project / application – the last paragraph just kinda zipped by and that’s the part of practical use to most of us.

11. CRJEEA says:

Anyone find it odd that occasionally things from HaD coincide with questions in quiz shows like mastermind, university challenge, only connect and eggheads. For example in this article Cryolite for example, it seems oddly specific and obscure enough not to be coincidence and yet a rare enough occurrence to be dismissed. I do often wonder if quiz show answers aren’t used to send covert messages now and again.

12. justsayin says:

160kA must make for some interesting magnetic fields around those bus bars. I want to see how the 3phase HV AC gets turned into that much DC juice, they left that part out

1. I imagine that there are modern arrays of semiconductor diodes used these days; these are routinely used to rectify high voltage dc for power lines. In days of yore they’d have employed huge mercury-arc tubes in which an arc jumps from an electrode down into a pool of liquid mercury at the bottom of the tube. This is done in a partial vacuum maintained by a vacuum pump mounted near each tube. Much UV light is generated. Hg tubes were used on electric railways for years, and there were locomotives that carried banks of tubes to rectify AC from the overhead power lines. Kindly refrain from breathing the vapor.

13. RÖB says:

Excellent article [Dan Maloney].

Very informative and I can see that you put quite an effort into this and that effort is well appreciated.

14. Valentin says:

Can you explain where the carbon came from in the expression?
2H2O + NaAlO2 -> Al(OH)3 + Na2CO3
and where did you got second atom of Na

15. Bauxite is rich in aluminum oxide. This dirt, or bauxite ore, is loaded into trucks and taken to a plant for refining. Essentially a truckload of bauxite ore can be refined into two tons of aluminum.

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